Philip James Pickering

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P&D Financial

    FRN 457613

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 2 Jan 2021)
    • [PRA CF] Key function holder (since 1 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
    • CF4 Partner (2 Jan 2007 to 8 Dec 2019)
  • Austin Phillips Financial Consultants (no longer approved here)

    FRN 191051

    • Employed By (8 Nov 1999 to 7 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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