Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2023)
    • [FCA CF] Functions requiring qualifications (24 Jan 2020 to 13 Oct 2021)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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