Philip James Glaze

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • [FCA CF] Material risk taker (since 5 Mar 2024)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
    • CF1 Director (12 Oct 2016 to 8 Dec 2019)
    • CF29 Significant management (29 Oct 2012 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Jul 2007 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 8 Jan 2019)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Jan 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (13 Jan 2017 to 9 Dec 2019)
    • [PRA CF] Managing a material risk taker (13 Jan 2017 to 9 Dec 2019)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF27 Investment Management (1 Jun 2004 to 3 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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