Philip James Francis

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Croydon Citizens Advice Bureaux Limited

    FRN 617573

    • Director of firm who is not a certification employee or a SMF manager (since 6 Nov 2024)
  • UBS AG

    FRN 186958

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.