Philip Ian James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Grosvenor Consultancy Limited

    FRN 187799

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (27 Jul 2012 to 8 Dec 2019)
  • Corvus Wealth Limited (no longer approved here)

    FRN 564063

    • Employed By (12 Oct 2011 to 8 Jun 2012)
  • EDISON ASSOCIATES LIMITED (no longer approved here)

    FRN 401890

    • CF30 Customer (1 Nov 2007 to 7 Apr 2010)
    • CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Nov 2004 to 31 Oct 2007)
  • Edison Associates Ltd (2738) (no longer approved here)

    FRN 160935

    • (6)Employed By (6 Sep 2000 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.