Philip Ian Anderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PHIL ANDERSON FINANCIAL SERVICES LTD.

    FRN 631218

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (2 Jan 2015 to 22 Dec 2017)
    • CF1 Director (2 Jan 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2015 to 30 Sep 2018)
  • Albyn Associates Financial Management LLP (no longer approved here)

    FRN 220005

    • (13)Employed By (6 May 2009 to 30 Dec 2010)
  • Gregor Howitt Financial Services Ltd (no longer approved here)

    FRN 194962

    • (8)Employed By (31 Aug 2004 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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