Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (30 Sep 2014 to 16 Dec 2014)
- CF30 Customer (30 Sep 2014 to 16 Dec 2014)
- CF11 Money Laundering Reporting (30 Sep 2014 to 16 Dec 2014)
-
- CF30 Customer (19 Jan 2012 to 23 Aug 2012)
-
- Employed By (9 Apr 2010 to 20 Feb 2012)
-
- CF30 Customer (9 Apr 2010 to 20 Feb 2012)
- CF22 Investment Adviser (Trainee) (10 Jul 2006 to 31 Oct 2007)
-
- (2)Employed By (10 Jul 2006 to 5 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.