Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ONE FINANCIAL ADVISER LTD (no longer approved here)

    FRN 611058

    • CF10 Compliance Oversight (30 Sep 2014 to 16 Dec 2014)
    • CF30 Customer (30 Sep 2014 to 16 Dec 2014)
    • CF11 Money Laundering Reporting (30 Sep 2014 to 16 Dec 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (19 Jan 2012 to 23 Aug 2012)
  • Clear View Financial Services Limited (no longer approved here)

    FRN 215729

    • Employed By (9 Apr 2010 to 20 Feb 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (9 Apr 2010 to 20 Feb 2012)
    • CF22 Investment Adviser (Trainee) (10 Jul 2006 to 31 Oct 2007)
  • Fox Payne Associates Limited (no longer approved here)

    FRN 215499

    • (2)Employed By (10 Jul 2006 to 5 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.