Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (5 May 2015 to 20 Feb 2018)
- CF11 Money Laundering Reporting (5 May 2015 to 20 Feb 2018)
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- CF10 Compliance Oversight (5 May 2015 to 20 Feb 2018)
- CF11 Money Laundering Reporting (5 May 2015 to 20 Feb 2018)
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- CF10 Compliance Oversight (25 Sep 2006 to 31 Aug 2014)
- CF11 Money Laundering Reporting (25 Sep 2006 to 31 Aug 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.