Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF10 Compliance Oversight (5 May 2015 to 20 Feb 2018)
    • CF11 Money Laundering Reporting (5 May 2015 to 20 Feb 2018)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF10 Compliance Oversight (5 May 2015 to 20 Feb 2018)
    • CF11 Money Laundering Reporting (5 May 2015 to 20 Feb 2018)
  • AMOVA ASSET MANAGEMENT UK LIMITED (no longer approved here)

    FRN 122084

    • CF10 Compliance Oversight (25 Sep 2006 to 31 Aug 2014)
    • CF11 Money Laundering Reporting (25 Sep 2006 to 31 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.