Philip Graystone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGB WESTON LIMITED (no longer approved here)
FRN 229284
- CF26 Customer Trading (23 Feb 2006 to 1 Jun 2006)
- CF21 Investment Adviser (17 Aug 2004 to 29 Jan 2006)
- CF10 Compliance Oversight (8 Dec 2003 to 9 Dec 2003)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- CF21 Investment Adviser (10 Dec 2002 to 18 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.