Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 28 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Dec 2014)
  • PG Wealth Ltd

    FRN 647806

    • (2)Employed By (since 1 Oct 2014)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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