Philip Frederick Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 17 Jan 2023)
    • CF1 Director (AR) (since 17 Jan 2023)
    • CF30 Customer (since 17 Jan 2023)
  • Higgs Financial Solutions Limited

    FRN 987499

    • (2)Employed By (since 17 Jan 2023)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Client dealing (9 Dec 2019 to 25 May 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 May 2023)
    • CF1 Director (AR) (2 Jan 2009 to 25 May 2023)
    • CF30 Customer (2 Jan 2009 to 25 May 2023)
  • Willow Financial Solutions Ltd (no longer approved here)

    FRN 725885

    • Employed By (30 Dec 2015 to 20 Sep 2019)
  • J B Higgs Life & Pensions Ltd (no longer approved here)

    FRN 421986

    • (2)Employed By (17 Jan 2005 to 31 Dec 2008)
  • J Brian Higgs & Company Limited (no longer approved here)

    FRN 116698

    • (6)Employed By (1 Oct 1998 to 21 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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