Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SME BUSINESS FINANCE LIMITED
FRN 703334
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
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- CF1 Director (AR) (31 Oct 2004 to 23 Oct 2007)
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- CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2004)
- CF4 Partner (AR) (1 Dec 2001 to 6 Sep 2004)
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- CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2004)
- CF4 Partner (AR) (1 Dec 2001 to 6 Sep 2004)
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- (8)Employed By (6 Sep 2004 to 23 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (8)Employed By at Money Matters (NI) Ltd