Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Client dealing (28 Oct 2019 to 22 Aug 2022)
    • [FCA CF] Manager of certification employee (28 Oct 2019 to 26 Nov 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 26 Feb 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 26 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2019)
    • CF30 Customer (19 Jun 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.