Philip Dragoumis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2022)
    • CF1 Director (AR) (since 4 Dec 2021)
    • CF30 Customer (since 4 Dec 2021)
  • Thera Wealth Management Ltd

    FRN 959098

    • Employed By (since 4 Dec 2021)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 802331

    • [FCA CF] Client dealing (12 Mar 2020 to 2 Feb 2022)
    • [FCA CF] Functions requiring qualifications (12 Mar 2020 to 2 Feb 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (18 Oct 2016 to 6 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.