Philip Douglas Carter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (1 Nov 2007 to 31 Oct 2012)
- CF1 Director (AR) (18 Jul 2007 to 30 May 2021)
- CF22 Investment Adviser (Trainee) (26 Nov 2004 to 2 Jul 2007)
The Mortgage House of Northants Ltd (no longer approved here)
FRN 409366
- (2)Employed By (26 Nov 2004 to 30 May 2021)
Gregory Law Financial Planning Ltd (no longer approved here)
FRN 227967
- (6)Employed By (6 Aug 2004 to 11 Oct 2004)
Burton Insurance Services (no longer approved here)
FRN 158335
- Employed By (1 Oct 1998 to 22 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.