Philip Derek Truscott

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Truscott Wealth Management Limited

    FRN 789403

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2020)
    • [FCA CF] Client dealing (since 23 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (4 Dec 2017 to 8 Dec 2019)
    • CF1 Director (4 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Dec 2017 to 30 Sep 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (15 Apr 2011 to 31 Dec 2013)
  • East Midland Financial Services (no longer approved here)

    FRN 192759

    • (4)Employed By (1 Dec 2001 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.