Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 29 Oct 2025)
- [FCA CF] Manager of certification employee (since 1 Aug 2025)
- [FCA CF] Manager of certification employee (4 Aug 2022 to 1 Nov 2022)
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- [FCA CF] Manager of certification employee (since 28 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2021)
- [FCA CF] Manager of certification employee (1 Jan 2020 to 24 May 2023)
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Coutts & Company
FRN 122287
- [FCA CF] Manager of certification employee (since 28 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
- [FCA CF] Manager of certification employee (1 Jan 2020 to 24 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.