Philip David Mather

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Velarium Wealth Ltd

    FRN 953492

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
    • Responsible for Insurance Distribution (since 1 Nov 2021)
    • SMF16 Compliance Oversight (since 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2021)
    • SMF3 Executive Director (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 1 Nov 2021)
  • Redwood Insurance Brokers Limited (no longer approved here)

    FRN 306450

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (12 Jun 2015 to 8 Dec 2019)
  • A & J WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 428590

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Apr 2021)
    • CF30 Customer (26 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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