Philip Daniel Gee

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 18 Dec 2024)
    • [FCA CF] Client dealing (since 26 Jul 2024)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 18 Dec 2024)
    • [FCA CF] Client dealing (since 26 Jul 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (16 Jan 2024 to 25 Apr 2024)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Client dealing (12 Jul 2022 to 25 Apr 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 9 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 9 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Jul 2022)
    • CF30 Customer (6 Dec 2010 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 9 Jul 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 9 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jul 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jul 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 Jul 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Jul 2022)
    • CF30 Customer (6 Dec 2010 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 14 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 14 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.