Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2023 to 31 Dec 2023)
    • [FCA CF] Material risk taker (7 Nov 2017 to 9 Aug 2020)
    • CF30 Customer (31 Jan 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (13 Sep 2023 to 31 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2023 to 31 Dec 2023)
    • CF30 Customer (31 Jan 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (9 Aug 2010 to 30 Sep 2011)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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