Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (13 Sep 2023 to 31 Dec 2023)
- [FCA CF] Material risk taker (7 Nov 2017 to 9 Aug 2020)
- CF30 Customer (31 Jan 2012 to 6 Mar 2016)
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- [FCA CF] Material risk taker (13 Sep 2023 to 31 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (13 Sep 2023 to 31 Dec 2023)
- CF30 Customer (31 Jan 2012 to 6 Mar 2016)
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- CF30 Customer (9 Aug 2010 to 30 Sep 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.