Philip Cooke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 17 Oct 2024)
    • [FCA CF] Material risk taker (since 17 Oct 2024)
    • [FCA CF] Client dealing (since 31 May 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (23 May 2022 to 19 Jun 2024)
    • [FCA CF] Material risk taker (23 May 2022 to 19 Jun 2024)
    • [FCA CF] Client dealing (20 Jul 2020 to 24 Mar 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jul 2020)
    • CF30 Customer (7 Dec 2017 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 17 Jul 2020)
    • CF30 Customer (13 Dec 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 17 Jul 2020)
    • CF30 Customer (13 Dec 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.