Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (5 Nov 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Dec 2010 to 30 Sep 2014)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 22 Oct 2009)
    • CF21 Investment Adviser (2 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 2 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.