Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (5 Nov 2014 to 6 Mar 2016)
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- CF30 Customer (2 Dec 2010 to 30 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 22 Oct 2009)
- CF21 Investment Adviser (2 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jun 2005 to 2 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.