Philip Clark

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thriving Investments Limited

    FRN 775636

    • SMF9 Chair of the Governing Body (since 5 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2023 to 1 Jan 2026)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Jul 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2021)
    • CF30 Customer (31 Jan 2008 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (6 Jan 2010 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (6 Jan 2010 to 22 Sep 2015)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF27 Investment Management (1 Dec 2001 to 6 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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