Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (14 Mar 2021 to 31 Dec 2022)
-
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (20 Feb 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Jan 2004 to 20 Feb 2004)
-
- CF21 Investment Adviser (11 Nov 2002 to 3 Jan 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.