Philip Charles Moody

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 5 Dec 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2023)
    • CF1 Director (AR) (27 Aug 2013 to 4 Dec 2023)
    • CF30 Customer (13 Jul 2009 to 4 Dec 2023)
  • Avonwood Financial Planning Limited (no longer approved here)

    FRN 503446

    • Employed By (13 Jul 2009 to 4 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

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