Philip Charles Dickie Matthews

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wise Funds Limited
FRN 768269
- 14. Managing investments
- SMF3 Executive Director (since 1 Jul 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2018 to 8 Dec 2019)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (4 Nov 2013 to 9 Jul 2018)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (4 Nov 2013 to 9 Jul 2018)
Jupiter Asset Management Limited (no longer approved here)
FRN 141274
- CF30 Customer (1 Nov 2007 to 15 Oct 2013)
- CF1 Director (29 Apr 2005 to 18 Aug 2006)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Jupiter Unit Trust Managers Limited (no longer approved here)
FRN 122488
- CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.