Philip Bryan Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RDBIFS Ltd

    FRN 771172

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 31 Dec 2020)
    • Responsible for Insurance Distribution (since 31 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • MACBETH, SCOTT & CO. LIFE & PENSION SERVICES LIMITED (no longer approved here)

    FRN 131459

    • CF30 Customer (1 Oct 2012 to 10 Feb 2017)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (7 Oct 2010 to 2 Oct 2012)
  • Furness Financial Advisers Ltd (no longer approved here)

    FRN 207456

    • (17)Employed By (7 Oct 2010 to 2 Oct 2012)
  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF30 Customer (25 Sep 2008 to 25 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.