Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (21 Oct 2016 to 19 Oct 2017)
- CF11 Money Laundering Reporting (21 Oct 2016 to 19 Oct 2017)
- CF3 Chief Executive (9 Oct 2012 to 19 Oct 2017)
- CF1 Director (25 Jan 2008 to 19 Oct 2017)
- CF28 Systems and controls (25 Jan 2008 to 21 Oct 2016)
- CF29 Significant management (25 Jan 2008 to 19 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.