Philip Boyd Halliday

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Halliday Financial Guidance Limited

    FRN 844345

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • Responsibility for MCD Intermediation (since 1 Apr 2020)
    • Responsible for Insurance Distribution (since 1 Apr 2020)
    • SMF16 Compliance Oversight (since 1 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2020)
    • SMF3 Executive Director (since 1 Apr 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (19 Dec 2007 to 31 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2020)
    • CF7 Sole Trader (AR) (27 Apr 2006 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (27 Apr 2006 to 31 Oct 2007)
  • Halliday Financial Guidance Ltd (no longer approved here)

    FRN 206271

    • (6)Employed By (27 Apr 2006 to 31 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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