Philip Berj Spencer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd

    FRN 119319

    • [FCA CF] Material risk taker (since 4 Dec 2024)
    • [FCA CF] Client dealing (since 27 Aug 2020)
    • [FCA CF] Manager of certification employee (since 27 Aug 2020)
    • CF30 Customer (24 Oct 2013 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 30 Jul 2008)
    • CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.