Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 23 Aug 2021)
    • [FCA CF] Manager of certification employee (20 May 2020 to 23 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2025)
    • CF1 Director (20 May 2016 to 8 Dec 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (29 Nov 2018 to 24 Aug 2021)
    • [FCA CF] Material risk taker (1 Mar 2017 to 31 Jul 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (1 Mar 2017 to 31 Jul 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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