Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (25 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Nov 2004 to 25 Jan 2005)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (1 Jun 2005 to 5 Mar 2007)
  • LilleyCo Financial Services (no longer approved here)

    FRN 191842

    • (3)Employed By (1 Dec 2001 to 5 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)Employed By at LilleyCo Financial Services