Philip Arnold James

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Health Net Services Limited
FRN 312313
- CF1 Director (AR) (since 11 Jul 2025)
Medical Insurance Management Ltd
FRN 555823
- (1)Employed By (since 11 Jul 2025)
- (1)Employed By (20 Dec 2012 to 26 Jul 2017)
Sussex Independent Financial Advisers Limited (no longer approved here)
FRN 207490
- CF22 Investment Adviser (Trainee) (7 Aug 2002 to 8 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.