Philip Anthony Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (19 May 2014 to 8 Dec 2019)
  • Gallagher (Administration & Investment) Limited (no longer approved here)

    FRN 115057

    • CF30 Customer (1 Nov 2007 to 5 Mar 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 5 Mar 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 5 Mar 2014)
  • Gallagher Consultants (Healthcare) Limited (no longer approved here)

    FRN 312544

    • CF1 Director (14 Jan 2005 to 5 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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