Philip Anthony Moses

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CENTURION FINANCIAL PLANNING LIMITED

    FRN 518617

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Jan 2011 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
    • CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jan 2004 to 8 Jun 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.