Philip Anthony Kemp

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Oct 2019)
    • CF30 Customer (since 2 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 17 Sep 2009)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Nov 2006 to 8 May 2007)
  • Kemp Barnes Financial Planning Ltd

    FRN 459759

    • (1)Employed By (since 2 Oct 2019)
    • (1)Employed By (9 Nov 2006 to 17 Sep 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (9 May 2012 to 22 May 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (26 Aug 2009 to 30 Apr 2012)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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