Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (14 Aug 2020 to 31 Dec 2020)
    • [FCA CF] Material risk taker (12 Feb 2019 to 3 May 2019)
    • [FCA CF] Significant management (12 Feb 2019 to 3 May 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (28 Aug 2013 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF16 Significant Mgt (Desgntd Investment Business) (4 Apr 2002 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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