Philip Andrew MacAllan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Via Wealth Limited

    FRN 469162

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (19 Mar 2007 to 28 Sep 2007)
    • CF22 Investment Adviser (Trainee) (24 Oct 2006 to 19 Mar 2007)
  • Law Financial Planning Limited (no longer approved here)

    FRN 228057

    • Employed By (24 Oct 2006 to 28 Sep 2007)
  • The Finance Shop (1750) (no longer approved here)

    FRN 191988

    • Employed By (4 Oct 2004 to 13 Feb 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 2 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.