Philip Andrew Frank Painter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SALTUS WEALTH PARTNERSHIP LIMITED

    FRN 449607

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 6 May 2022)
    • [FCA CF] Functions requiring qualifications (since 6 May 2022)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2022)
    • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (7 Aug 2007 to 31 Oct 2007)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2022)
    • CF30 Customer (4 Feb 2014 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (15 Jul 2002 to 6 Aug 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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