Philip Alexander Mastriforte

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trillium Partners Limited

    FRN 571976

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF1 Director (22 Oct 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
  • Equity Development Limited (no longer approved here)

    FRN 185325

    • CF30 Customer (1 Nov 2007 to 8 Oct 2008)
    • CF23 Corporate Finance Adviser (17 May 2004 to 24 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.