Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ETHICAL INVESTORS (UK) LIMITED (no longer approved here)

    FRN 165222

    • SMF3 Executive Director (9 Dec 2019 to 2 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Sep 2024)
    • CF1 Director (4 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (26 May 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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