Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)

    FRN 149240

    • CF1 Director (1 Dec 2001 to 22 Jul 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 10 Jul 2002)
    • CF3 Chief Executive (1 Dec 2001 to 22 Jul 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 22 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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