Phil Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2024)
    • [FCA CF] Client dealing (since 22 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 22 Jan 2024)
    • CF1 Director (AR) (since 5 Dec 2023)
    • CF30 Customer (since 5 Dec 2023)
  • Oculus Wealth Management (Coppice) Limited

    FRN 1002582

    • (1)Employed By (since 5 Dec 2023)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 19 Jan 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF21 Investment Adviser (30 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 May 2006 to 30 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.