Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2026)
    • [FCA CF] Functions requiring qualifications (29 Apr 2024 to 17 Feb 2025)
    • [FCA CF] Client dealing (8 Jun 2021 to 13 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.