Petra Griffiths

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd

    FRN 419331

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 17 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Apr 2023)
    • CF1 Director (AR) (28 Aug 2013 to 13 Apr 2023)
    • CF30 Customer (22 Oct 2012 to 13 Apr 2023)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (20 Nov 2012 to 13 Apr 2023)
  • Charles Derby Advisers Ltd (no longer approved here)

    FRN 589325

    • Employed By (22 Oct 2012 to 13 Apr 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.