Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (4 Oct 2019 to 3 Jul 2020)
- [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 3 Jul 2020)
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- [FCA CF] Client dealing (30 Jul 2019 to 3 Jul 2020)
- [FCA CF] Manager of certification employee (15 Sep 2016 to 3 Jul 2020)
- [PRA CF] Significant risk taker or Material risk taker (24 Jun 2016 to 3 Jul 2020)
- CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.