Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (4 Oct 2019 to 3 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 3 Jul 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (30 Jul 2019 to 3 Jul 2020)
    • [FCA CF] Manager of certification employee (15 Sep 2016 to 3 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2016 to 3 Jul 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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