Peter Ward

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Throgmorton Capital Management Limited

    FRN 827982

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 30 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2020)
  • Fiducia Comprehensive Financial Planning Limited (no longer approved here)

    FRN 209570

    • (21)Employed By (2 Mar 2009 to 26 Jul 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (26 Feb 2009 to 26 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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