Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Bank and Trust Company
FRN 170462
- [FCA CF] Client dealing (since 7 Mar 2017)
- [FCA CF] Manager of certification employee (since 7 Mar 2017)
- [FCA CF] Material risk taker (since 7 Mar 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (3 Dec 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 6 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.