Peter Thomas Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Propp Ltd
FRN 914408
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 4 May 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 18 Dec 2017)
Firmitas Financial Services Limited
FRN 724293
- (4)Employed By (since 2 Dec 2015)
PIVOTAL FINANCIAL LIMITED (no longer approved here)
FRN 665649
- CF1 Director (16 Mar 2017 to 13 Feb 2018)
- CF1 Director (AR) (25 Jan 2016 to 13 Feb 2018)
Elite Financial & Mortgage Services Ltd (no longer approved here)
FRN 215088
- (12)Employed By (12 Feb 2014 to 22 Feb 2018)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (8 May 2009 to 22 Feb 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.