Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 11. Pension transfer specialist
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
- [FCA CF] Client dealing (since 29 Oct 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
- CF1 Director (21 Sep 2016 to 8 Dec 2019)
- CF30 Customer (23 Apr 2014 to 8 Dec 2019)
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Fairstone Wealth Management Limited
FRN 188596
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 16 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 16 Jun 2021)
- CF1 Director (21 Sep 2016 to 8 Dec 2019)
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- CF21 Investment Adviser (17 Dec 2003 to 7 Jan 2005)
- CF22 Investment Adviser (Trainee) (13 May 2003 to 17 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.